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P••• R•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

P••• R•••••• A••••

Advisor at W••• W••••• G••••• L••

CHARLESTOWN, MA

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Search this name across graphsid dfx:ria:a526eb70-0041-a2bb-f4c3-086b5d7ce519

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• W••••• G••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• W••••• G••••• L••	State registered	Dec 16, 2024	n/a	yes	CHARLESTOWN, MA	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Feb 23, 2021	Nov 26, 2024	no	Charlestown, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O• I••••••••• M••••••••• C•	W••• W••••• G••••• L••	Nov 26, 2024	Dec 16, 2024	20	Firm change	Ibd to state RIA
H•••••• T••••••• • K•••• L••	O• I••••••••• M••••••••• C•	Jan 21, 2021	Feb 23, 2021

Relationships

Registered with (3)

→ W••• W••••• G••••• L••Registered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Feb 23, 2021 to Nov 26, 2024factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Nov 9, 2020 to Jan 21, 2021factForm ADV

Dated events

Occurred
Nov 26, 2024
Advisor changed firm
P••• R•••••• A•••• left O• I••••••••• M••••••••• C• for W••• W••••• G••••• L•• (registered 2024-12-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a526eb70-0041-a2bb-f4c3-086b5d7ce519
First observed: Nov 9, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.