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Reading the graph
Advisor at VAN DIEST CAPITAL
POLK CITY, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VAN DIEST CAPITAL | Independent wealth | Jul 8, 2026 | n/a | yes | POLK CITY, IA | Current employment |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Aug 30, 2019 | Jul 9, 2026 | no | OMAHA, NE|Johnston, IA|Altoona, IA|Bettendorf, IA|JOHNSTON, IA | Previous registration |
| PRINCIPAL ADVISED SERVICES | Bd affiliated wealth | Dec 14, 2018 | Aug 30, 2019 | no | DES MOINES, IA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Aug 4, 2015 | Oct 17, 2018 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | VAN DIEST CAPITAL | Jul 9, 2026 | Jul 8, 2026 | -1 | Firm change | Ibd to RIA |
| PRINCIPAL ADVISED SERVICES | THRIVENT INVESTMENT MANAGEMENT INC. | Aug 30, 2019 | Aug 30, 2019 | 0 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | PRINCIPAL ADVISED SERVICES | Oct 17, 2018 | Dec 14, 2018 | 58 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1137:297324:IA:2018-10-17 | Oct 17, 2018 | Dec 14, 2018 | DES MOINES, IA | Firm change |