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J••••• E••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

J••••• E••• P•••••••

Advisor at P•••••••• W••••• M•••••••••

MISSION VIEJO, CA

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Search this name across graphsid dfx:ria:a5349db6-ade8-701d-5df3-6b2097c74063

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• M•••••••••	State registered	Aug 22, 2023	n/a	yes	MISSION VIEJO, CA	Current employment
T••••• W••••• P•••••••• L••	Independent wealth	May 13, 2019	Apr 5, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• W••••• P•••••••• L••	P•••••••• W••••• M•••••••••	Apr 5, 2024	Aug 22, 2023	-227	Firm change after gap	RIA to state RIA
P••••••• F•••••••• L••	T••••• W••••• P•••••••• L••	Jan 1, 2020

Relationships

Registered with (4)

→ P•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Aug 22, 2023 to presentfactForm ADV
→ T••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
May 13, 2019 to Apr 5, 2024factForm ADV
→ P••••••• F•••••••• L••Registered adviserregistration: previous registration
May 19, 2005 to Jan 1, 2020factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Apr 5, 2024
Advisor changed firm
J••••• E••• P••••••• left T••••• W••••• P•••••••• L•• for P•••••••• W••••• M••••••••• (registered 2023-08-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5349db6-ade8-701d-5df3-6b2097c74063
First observed: Oct 27, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.