W••••• C•••

Advisor at C••• A•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:a535c3f4-4361-ec10-40de-fdb01bc06192

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• A•••••••• L••	State registered	Sep 3, 2024	n/a	yes	NEW YORK, NY\|NEW YORK, NY	Current employment
C••• A•••••••• L••	State registered	Nov 15, 2019	Aug 16, 2024	no	NEW YORK, NY	Previous registration

Relationships

Registered with (1)

→ C••• A•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2019 to Aug 16, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a535c3f4-4361-ec10-40de-fdb01bc06192
First observed: Nov 15, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.