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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 15, 2025 | n/a | yes | BIRMINGHAM, AL | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 25, 2025 | Aug 28, 2025 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Aug 28, 2025 | Oct 15, 2025 | 48 | Firm change | Ibd to ibd |