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Advisor at SECURE ASSET MANAGEMENT, L.L.C.
Austin, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECURE ASSET MANAGEMENT, L.L.C. | Independent wealth | Mar 31, 2026 | n/a | yes | Austin, TX | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Oct 11, 2016 | Mar 27, 2026 | no | Lewiston, NY|Lewiston, NY|SAN DIEGO, CA|Westlake, TX|LAKEWAY, TX|SAN CLEMENTE, CA|SAN DIEGO, CA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 24, 2015 | Oct 17, 2016 | no | West Lake Hills, TX | Previous registration |
| FORTITUDE ADVISORY GROUP L.L.C. | Independent wealth | Feb 6, 2012 | Jul 16, 2012 | no | GIG HARBOR, WA | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Sep 27, 2007 | Dec 4, 2015 | no | AUSTIN, TX|WESTLAKE, CA|LEWISTON, NY|WEST LAKE HILLS, TX|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | SECURE ASSET MANAGEMENT, L.L.C. | Mar 27, 2026 | Mar 31, 2026 | 4 | Firm change | Ibd to RIA |
| CETERA INVESTMENT ADVISERS LLC | INDEPENDENT FINANCIAL GROUP, LLC | Oct 17, 2016 | Oct 11, 2016 | -6 | Firm change | Other |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | FORTITUDE ADVISORY GROUP L.L.C. | Dec 4, 2015 | Feb 6, 2012 | -1,397 | Firm change after gap | Other |
| FORTITUDE ADVISORY GROUP L.L.C. | CETERA INVESTMENT ADVISERS LLC | Jul 16, 2012 | Nov 24, 2015 | 1,226 | Firm change after gap | Other |