DFX Intelligence

A••••• R• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

A••••• R• R•••••••

Advisor at M••••• S••••••

Green Bay, WI | APPLETON, WI

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Search this name across graphsid dfx:ria:a550d8f5-64a8-be05-e4b6-8a634b1a3320

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 24, 2019	n/a	yes	Green Bay, WI\|APPLETON, WI	Current employment
I••••••••• C•••••• O• A••••••• I•••	Former SEC adviser	Feb 23, 2016	Apr 24, 2018	no	APPLETON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• C•••••• O• A••••••• I•••	S•• I••••••••• I•••	Apr 24, 2018	Feb 23, 2016	-791	Channel change	Other
S•• I••••••••• I•••	M••••• S••••••	Apr 24, 2018	Jul 24, 2019

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 24, 2019 to presentfactForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Feb 23, 2016 to Apr 24, 2018factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Feb 23, 2016 to Apr 24, 2018factForm ADV
→ R••••• W• B•••• • C•• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a550d8f5-64a8-be05-e4b6-8a634b1a3320
First observed: Mar 17, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.