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Reading the graph
Advisor at MORGAN STANLEY
MADISON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jul 11, 2018 | n/a | yes | MADISON, CT | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 10, 2017 | Jul 20, 2018 | no | BALLSTON SPA, NY|MALTA, NY|MALTA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | MORGAN STANLEY | Jul 20, 2018 | Jul 11, 2018 | -9 | Firm change | Ibd to wirehouse |