DFX Intelligence

D•••• L••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

D•••• L••• G•••••

Advisor at W••••••• S••••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a5575b39-5ee7-9b79-89f3-72437235c08f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• S••••••••• I•••	Bd affiliated wealth	Apr 8, 2009	n/a	yes	Beavercreek, OH\|COLUMBUS, OH\|WHEELING, WV\|Reynoldsburg, OH\|Powell, OH\|CHILLICOTHE, OH\|Springfield, OH\|Circleville, OH\|Fairborn, OH\|Franklin, OH\|Mason, OH\|Cincinnati, OH\|Centerville, OH	Current employment
A•••• I••••••••• S•••••••• I•••	n/a	Aug 30, 2001	Mar 30, 2009

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• I••••••••• S•••••••• I•••	W••••••• S••••••••• I•••	Mar 30, 2009	Apr 8, 2009	9	Firm change	Other

Relationships

Registered with (2)

→ W••••••• S••••••••• I•••Registered adviserregistration: current employment
Apr 8, 2009 to presentfactForm ADV
→ A•••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2001 to Mar 30, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5575b39-5ee7-9b79-89f3-72437235c08f
First observed: Aug 30, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.