DFX Intelligence

S•••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•••• C•••••• M••••••••• L••

CRD 320929

IRVINE, CA

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Search this name across graphsid dfx:ria:a56e682e-f34a-4664-d92c-7cf695ad34c4

Data as of Mar 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 1
Observed: Aug 29, 2022 to Mar 28, 2025
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••• C•••••• M••••••••• L••

Venture manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $165M••• Locked
Discretionary RAUM: $165M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• C•••••• Q• L••	Venture Capital Fund	$93.5M	Mar 28, 2025	191	Aug 29, 2022	reported	021-467767
S•••• C•••••• B•••••• L••	Venture Capital Fund	$63.1M	Mar 28, 2025

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••• Y•••• N••	Manager	E	yes	12/2021	Aug 29, 2022	Apr 19, 2024
G••• Y•••• N••	MANAGING DIRECTOR	Na	yes	12/2021	Aug 29, 2022	Apr 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••• H••• A••••••• P• L••	n/a	n/a	n/a	N	yes	n/a
S•••• C•••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 28, 2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$165M	$159M	3.8%	n/a	n/a	11	13	0	0

Relationships

Advises (12)

→ S•••• C•••••• Q• L••Private fundVenture Capital Fund, IA
Aug 29, 2022 to presentfactForm ADV
→ S•••• C•••••• A• L••Private fundVenture Capital Fund, IA
Aug 29, 2022 to presentfactForm ADV
→ S•••• C•••••• B•••••• L••Private fundVenture Capital Fund, IA
Aug 29, 2022 to presentfactForm ADV
→ S•••• W••••• S•• L••Private fund

Dated events

Occurred
Mar 28, 2025
Ria hq relocated
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 29, 2022
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a56e682e-f34a-4664-d92c-7cf695ad34c4
First observed: Aug 29, 2022
Last observed: Mar 28, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.