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Advisor at RBC CAPITAL MARKETS, LLC
WILMINGTON, NC | Wilmington, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 4, 2024 | n/a | yes | WILMINGTON, NC|Wilmington, NC | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | Jan 10, 2024 | no | ATLANTA, GA|WILMINGTON, NC | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | May 16, 2017 | Feb 17, 2021 | no | WILMINGTON, NC|RICHMOND, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 11, 2014 | May 9, 2017 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | RBC CAPITAL MARKETS, LLC | Jan 10, 2024 | Jan 4, 2024 | -6 | Firm change | Ibd to ibd |
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | BB&T SECURITIES, LLC | May 9, 2017 | May 16, 2017 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:31194:NC:2024-01-05 | Jan 10, 2024 | Jan 4, 2024 | WILMINGTON, NC | Firm change |