DFX Intelligence

D•••• K•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

D•••• K•••• S••••

Advisor at T••••• S•••• A•• A••••••••• I•••

Salisbury, NC | GREENVILLE, SC

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Search this name across graphsid dfx:ria:a5769eeb-7826-a56c-d597-3ccac692546e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• S•••• A•• A••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 2, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• S•••• A•• A••••••••• I•••	State registered	Jan 22, 2010	n/a	yes	GREENVILLE, SC\|Salisbury, NC	Current employment
H••••• H••••• F••••••••• L••	n/a	Feb 3, 2003	Nov 11, 2003	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• F•••••••• S••••••• G••••• I•••	H••••• H••••• F••••••••• L••	Aug 10, 2009	Feb 3, 2003	-2,380	Firm change after gap	Other
H••••• H••••• F••••••••• L••	T••••• S•••• A•• A••••••••• I•••	Nov 11, 2003	Jan 22, 2010

Relationships

Registered with (3)

→ T••••• S•••• A•• A••••••••• I•••Registered adviserregistration: current employment
Jan 22, 2010 to presentfactForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Jun 26, 2002 to Aug 10, 2009factForm ADV
→ H••••• H••••• F••••••••• L••Registered adviserregistration: previous registration
Feb 3, 2003 to Nov 11, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5769eeb-7826-a56c-d597-3ccac692546e
First observed: Jun 26, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.