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Advisor at LPL FINANCIAL LLC
SEAL BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 1, 2025 | n/a | yes | SEAL BEACH, CA | Current employment |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Apr 1, 2021 | May 1, 2025 | no | ROCKVILLE, MD|Long Beach, CA|ROCKVILLE, MD|Seal Beach, CA | Previous registration |
| GREENBERG GRAHAM ADVISORS LLC | Former SEC adviser | Oct 20, 2011 | Jan 9, 2012 | no | IRVINE, CA | Previous registration |
| H. BECK, INC. | Former SEC adviser | Feb 25, 2011 | Apr 1, 2021 | no | SEAL BEACH, CA|LAGUNA HILLS, CA|SEAL BEACH, CA|TUSTIN, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GROVE POINT ADVISORS, LLC | LPL FINANCIAL LLC | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| H. BECK, INC. | GREENBERG GRAHAM ADVISORS LLC | Apr 1, 2021 | Oct 20, 2011 | -3,451 | Firm change after gap | Other |
| GREENBERG GRAHAM ADVISORS LLC | GROVE POINT ADVISORS, LLC | Jan 9, 2012 | Apr 1, 2021 | 3,370 | Firm change after gap | Other |