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Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ | ST. PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 9, 2019 | n/a | yes | SCOTTSDALE, AZ|ST. PETERSBURG, FL|ST. PETERSBURG, FL | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 9, 2019 | Sep 1, 2023 | no | SCOTTSDALE, AZ|ST. PETERSBURG, FL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 30, 2016 | Nov 14, 2017 | no | ST. PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Oct 9, 2019 | -1,423 | Bulk transfer | Ibd to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | SAGEPOINT FINANCIAL, INC. | Nov 14, 2017 | Oct 9, 2019 | 694 | Firm change after gap | Ibd to ibd |