DFX Intelligence

K•••• J•••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

K•••• J•••• J•••••

Advisor at W•••••• S••••••••• I•••

LAKE OSWEGO, OR | Pasadena, CA

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Search this name across graphsid dfx:ria:a585f34a-1a5a-24b7-18a6-f80e6d0498a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• S••••••••• I•••	Bd affiliated wealth	Jul 28, 2009	n/a	yes	LAKE OSWEGO, OR\|Pasadena, CA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Aug 12, 2006	May 12, 2009	no	LAKE OSWEGO, OR\|LAKE OSWEGO, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	W•••••• S••••••••• I•••	May 12, 2009	Jul 28, 2009	77	Firm change	Other
P•••• S•••••• • C••	U•• F•••••••• S••••••• I•••	Aug 12, 2006	Aug 12, 2006

Relationships

Registered with (3)

→ W•••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 28, 2009 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2006 to May 12, 2009factForm ADV
→ P•••• S•••••• • C••Registered adviserregistration: previous registration
Jul 5, 2000 to Aug 12, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a585f34a-1a5a-24b7-18a6-f80e6d0498a6
First observed: Jul 5, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.