DFX Intelligence

R••• W••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

R••• W••• S••••••

Advisor at C•••••••• A•••••••

BOSTON, MA

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Search this name across graphsid dfx:ria:a58d8f9c-f071-d14c-95e7-b3dd86d66502

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• A•••••••	Independent wealth	Dec 19, 2025	n/a	yes	BOSTON, MA	Current employment
E•••••••• A•••••••• L••	National bd RIA	Nov 5, 2020	Dec 11, 2025	no	WELLESLEY, MA\|MILLBURY, MA\|South Boston, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	C•••••••• A•••••••	Dec 11, 2025	Dec 19, 2025	8	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C•••••••• A•••••••Registered adviserregistration: current employment
Dec 19, 2025 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 5, 2020 to Dec 11, 2025factForm ADV

Dated events

Occurred
Dec 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a58d8f9c-f071-d14c-95e7-b3dd86d66502
First observed: Nov 5, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.