DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SOUDERS FINANCIAL ADVISORS, LLC
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUDERS FINANCIAL ADVISORS, LLC | Independent wealth | Jun 21, 2018 | n/a | yes | Cincinnati, OH | Current employment |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Mar 8, 2017 | Jun 11, 2018 | no | Cincinnati, OH | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Sep 7, 2004 | Dec 31, 2009 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | SOUDERS FINANCIAL ADVISORS, LLC | Jun 11, 2018 | Jun 21, 2018 | 10 | Firm change | RIA to new firm |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | ADVANTAGE INVESTMENT MANAGEMENT, LLC | Dec 31, 2009 | Mar 8, 2017 | 2,624 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146236:296780:OH:2018-06-11 | Jun 11, 2018 | Jun 21, 2018 | CINCINNATI, OH | Firm change |