DFX Intelligence

M••• T•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

M••• T•••• F••••••

Advisor at P•••••• P••••••••• I•••

SAN MATEO, CA

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Search this name across graphsid dfx:ria:a5952685-4699-0ab3-2e43-787182f42710

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• P••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• P••••••••• I•••	Independent wealth	Oct 30, 2012	n/a	yes	SAN MATEO, CA	Current employment
A•• C•••••• M••••••••• L••	State registered	Apr 4, 2012	Jan 4, 2013	no	SAN MATEO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• C•••••• M••••••••• L••	P•••••• P••••••••• I•••	Jan 4, 2013	Oct 30, 2012	-66	Firm change after gap	Other
C••••• I••••••••• A••••••• L••	A•• C•••••• M••••••••• L••	Mar 8, 2011	Apr 4, 2012

Relationships

Registered with (3)

→ P•••••• P••••••••• I•••Registered adviserregistration: current employment
Oct 30, 2012 to presentfactForm ADV
→ A•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 4, 2012 to Jan 4, 2013factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 25, 2010 to Mar 8, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5952685-4699-0ab3-2e43-787182f42710
First observed: Aug 25, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.