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Advisor at J.P. MORGAN SECURITIES LLC
CHICAGO, IL | Walnut Creek, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 8, 2024 | n/a | yes | CHICAGO, IL|Walnut Creek, CA | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Jul 15, 2013 | Mar 21, 2025 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|San Francisco, CA|Walnut Creek, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 26, 2013 | Jul 12, 2013 | no | Pleasanton, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN SECURITIES LLC | Mar 21, 2025 | Mar 8, 2024 | -378 | Bulk transfer | Ibd to wirehouse |
| MML INVESTORS SERVICES, LLC | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Jul 12, 2013 | Jul 15, 2013 | 3 | Firm change | Other |