DFX Intelligence

S•••• I• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•••• I• C•••••• M•••••••••

S•••• I• C•••••• M•••••••••, LLC, CRD 327452

MILLBURN, NJ

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Search this name across graphsid dfx:ria:a5ab4369-3644-c59d-4cf2-74381342b9f5

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 2
Observed: Jul 23, 2026 to Jul 23, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• I• C•••••• M•••••••••

Private equity manager · shared crd

Independent Sponsorsidentity

S•••• I• C•••••• M•••••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $168M••• Locked
Discretionary RAUM: $168M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• I• F••• I•• L•••	Private Equity Fund	$40.0M	Apr 25, 2024	2	Jul 7, 2023	reported	021-474142
S•••• I• P••••••• F••• I• L•••	Private Equity Fund	$37.5M	Apr 25, 2024

Relationships

Advises (6)

→ S•••• I• F••• I•• L•••Private fundPrivate Equity Fund, ERA
Jul 7, 2023 to presentfactForm ADV
→ S•••• I• P••••••• F••• I•• L•Private fundPrivate Equity Fund, ERA
Mar 30, 2024 to presentfactForm ADV
→ M•••• I• L••Private fundPrivate Equity Fund, ERA
Mar 30, 2024 to presentfactForm ADV
→ S•••• I• P••••••• F••• I• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5ab4369-3644-c59d-4cf2-74381342b9f5
First observed: Jul 23, 2026
Last observed: Jul 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.