DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
HILLIARD, OH | TROY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 29, 2019 | n/a | yes | HILLIARD, OH|TROY, OH | Current employment |
| I••••• C•••••• P••••••• | Independent wealth | Jun 29, 2017 | Dec 2, 2019 | no | SPRINGBORO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••• C•••••• P••••••• | L•• F•••••••• L•• | Dec 2, 2019 | Nov 29, 2019 | -3 | Firm change | RIA to ibd |
| R•••••• J•••• • A••••••••• I••• | I••••• C•••••• P••••••• | Jun 27, 2017 | Jun 29, 2017 |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 30, 2015 | Jun 27, 2017 | no | Dublin, OH|SPRINGFIELD, OH | Previous registration |
| E••••• J•••• | National bd RIA | Jun 12, 2012 | Nov 9, 2015 | no | ST LOUIS, MO|LONDON, OH|Springfield, OH | Previous registration |
| 2 |
| Firm change |
| Ibd to new firm |
| E••••• J•••• | R•••••• J•••• • A••••••••• I••• | Nov 9, 2015 | Oct 30, 2015 | -10 | Firm change | Ibd to ibd |