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Advisor at OCEAN AVENUE WEALTH MANAGEMENT
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OCEAN AVENUE WEALTH MANAGEMENT | State registered | Feb 4, 2016 | n/a | yes | SANTA MONICA, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 5, 2005 | May 13, 2009 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | OCEAN AVENUE WEALTH MANAGEMENT | May 13, 2009 | Feb 4, 2016 | 2,458 | Firm change after gap | Wirehouse to state RIA |