DFX Intelligence

J•••••• D•••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

J•••••• D•••• D•••••••

Advisor at G••••• H••••••• • A••••••••• L•

HOUSTON, TX

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Search this name across graphsid dfx:ria:a5beaf3f-989f-15d0-980c-69ac363e67b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• H••••••• • A••••••••• L•
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 15, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• H••••••• • A••••••••• L•	Institutional manager	Nov 14, 2017	n/a	yes	HOUSTON, TX	Current employment
I•••••• A•• P•••••• A•••• M••••••••• I•••	n/a	Jul 18, 2005	Nov 1, 2007	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A•• P•••••• A•••• M••••••••• I•••	G••••• H••••••• • A••••••••• L•	Nov 1, 2007	Nov 14, 2017	3,666	Firm change after gap	Other

Relationships

Registered with (2)

→ G••••• H••••••• • A••••••••• L•Registered adviserregistration: current employment
Nov 14, 2017 to presentfactForm ADV
→ I•••••• A•• P•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2005 to Nov 1, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5beaf3f-989f-15d0-980c-69ac363e67b7
First observed: Jul 18, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.