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Advisor at LPL FINANCIAL LLC
CENTRAL POINT, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 5, 2025 | n/a | yes | CENTRAL POINT, OR | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Aug 21, 2017 | Jun 5, 2025 | no | WESTLAKE VILLAGE, CA|Central Point, OR|Clovis, CA|Pasadena, CA | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Oct 31, 2016 | Aug 21, 2017 | no | WESTLAKE VILLAGE, CA|OAKLAND, CA|CENTRAL POINT, OR|CENTRAL POINT, OR|Portland, OR|WESTLAKE VILLAGE, CA|Jacksonville, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | LPL FINANCIAL LLC | Jun 5, 2025 | Jun 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| FINANCIAL WEST GROUP | WESTERN INTERNATIONAL SECURITIES | Aug 21, 2017 | Aug 21, 2017 | 0 | Bulk transfer | Other |