DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• I••••••••• A•••••••• L••
Portland, OR | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• I••••••••• A•••••••• L•• | Independent wealth | Apr 18, 2023 | n/a | yes | TAMPA, FL|Portland, OR | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Oct 21, 2019 | May 9, 2023 | no | PORTLAND, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | C••••••••• I••••••••• A•••••••• L•• | May 9, 2023 | Apr 18, 2023 | -21 | Bulk transfer | Ibd to RIA |
| L•• F•••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 23, 2019 | Oct 21, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:WA:2019-10-23 | Oct 23, 2019 | Oct 21, 2019 | VANCOUVER, WA | Firm change |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 19, 2007 | Oct 23, 2019 | no | PORTLAND, OR|VANCOUVER, WA|OLYMPIA, WA|VANCOUVER, WA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 4, 2005 | Dec 20, 2007 | no | VANCOUVER, WA|VANCOUVER, WA | Previous registration |
| -2 |
| Firm change |
| Ibd to ibd |
| V••• F•••••••• A•••••••• I••• | L•• F•••••••• L•• | Dec 20, 2007 | Dec 19, 2007 | -1 | Firm change | Other |