DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 16, 2025 | n/a | yes | WAYNE, PA|TROOPER, PA|CONSHOHOCKEN, PA|MALVERN, PA | Current employment |
| E••••• I••••••••• L•• | Former SEC adviser | Aug 17, 2020 | Aug 31, 2021 | no | MALVERN, PA|HOUSTON, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••• I••••••••• L•• | L•• F•••••••• L•• | Aug 31, 2021 | Oct 16, 2025 | 1,507 | Firm change after gap | Other |
| C•••••••• G••••• M•••••• I••• | E••••• I••••••••• L•• | Dec 16, 2005 | Aug 17, 2020 |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Dec 19, 2003 | Dec 16, 2005 | no | STAMFORD, CT | Previous registration |
| 5,358 |
| Firm change after gap |
| Other |