This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HAVEN PRIVATE

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65

First exam

Feb 24, 2022

First registration

Mar 1, 2022

Dual registered

no

IAPD individual key

7364290

• Occurred

  Oct 25, 2024
  Advisor changed firm

  James Jacob Oswald left Gfg Solutions for Haven Private (registered 2024-11-21)

  Form ADVobserved 6 days ago
• Occurred

  Mar 1, 2023
  Advisor changed firm

  James Jacob Oswald left Stewardright for Gfg Solutions (registered 2024-03-29)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a5c77a76-d7b6-496d-d110-98c18d082d19

First observed

Mar 1, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.