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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

CHRISTOPHER JAMES ROBB

Advisor at LPL FINANCIAL LLC

KANSAS CITY, MO | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:a5e42557-fb40-df62-9715-459acb1c4eca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jun 12, 2009
First registration: Jun 15, 2009
Dual registered: yes, broker-dealer
Other names: CHRIS ROBB
IAPD individual key: 2728332

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 2, 2025	n/a	yes	KANSAS CITY, MO\|OVERLAND PARK, KS	Current employment
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	May 16, 2025	Jun 2, 2025	no	OVERLAND PARK, KS	Previous registration
CUTTER & COMPANY, INC.	Former SEC adviser	Nov 21, 2012	May 16, 2025	no	OVERLAND PARK, KS\|KANSAS CITY, MO\|BALLWIN, MO\|PARKVILLE, MO	Previous registration
EDWARD JONES	National bd RIA	Jun 15, 2009	Nov 26, 2012	no	ST LOUIS, MO\|KANSAS CITY, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSPERA FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Jun 2, 2025	Jun 2, 2025	0	Firm change	Ibd to ibd
CUTTER & COMPANY, INC.	PROSPERA FINANCIAL SERVICES, INC.	May 16, 2025	May 16, 2025	0	Bulk transfer	RIA to ibd
EDWARD JONES	CUTTER & COMPANY, INC.	Nov 26, 2012	Nov 21, 2012	-5	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 16, 2025 to Jun 2, 2025factForm ADV
→ CUTTER & COMPANY, INC.Registered adviserregistration: previous registration
Nov 21, 2012 to May 16, 2025factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 15, 2009 to Nov 26, 2012factForm ADV

Dated events

Occurred
Jun 2, 2025
Advisor changed firm
Christopher James Robb left Prospera Financial Services, Inc. for Lpl Financial Llc (registered 2025-06-02)
Form ADVobserved 6 days ago