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Reading the graph
Advisor at LPL FINANCIAL LLC
SAN FRANCISCO, CA | DALY CITY, CA | SAN MATEO, CA | BURLINGAME, CA | SAN DIEGO, CA | Burlingame, CA | SOUTH SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 15, 2026 | n/a | yes | SAN MATEO, CA|DALY CITY, CA|BURLINGAME, CA|Burlingame, CA|SAN DIEGO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SOUTH SAN FRANCISCO, CA | Current employment |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Mar 15, 2025 | Jun 16, 2026 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. | LPL FINANCIAL LLC | Jun 16, 2026 | Jun 15, 2026 | -1 | Firm change | Ibd to ibd |