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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

MML INVESTMENT ADVISERS, LLC

CRD 169568

SPRINGFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a5ece586-3632-ef23-3ec5-15a17a8c8e04

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 18
On other graphs: 0
Observed: Oct 31, 2013 to Sep 18, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=7.0 bank_owner=false
Regulatory AUM: $25BItem 5.F on the latest filing (2026-09-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $25B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 11
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 55
Individual clients: 0
High net worth clients: 0
SEC number: 801-78778
CIK: 1635967
CRD: 169568
Filings on the tape: 50
First filed: Oct 31, 2013
Latest filed: Sep 18, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CRADDOCK, GEOFFREY, JAMES	Director	Na	yes	10/2017	Nov 27, 2017	Sep 26, 2024
LAPIANA, PAUL, ANTHONY	Director	Na	yes	06/2023	Jan 29, 2021	Sep 26, 2024
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	Member	E	yes	09/2013	Oct 31, 2013	Sep 26, 2024
Reilly, Jennifer, Rhodes	Director	Na	yes	04/2024	Apr 29, 2024	Sep 26, 2024
Rispoli, Frank, Joseph	CHIEF FINANCIAL OFFICER AND TREASURER	Na	yes	06/2022	Jul 18, 2022	Sep 26, 2024
STEELE, DOUGLAS, ROBERT	President	Na	yes	09/2024	Aug 11, 2017	Sep 26, 2024
WELLMAN, PHILIP, SMITH	CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT	Na	yes	10/2013	Oct 31, 2013	Sep 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BARINGS LLC	n/a	Institutional manager	$393B	N	yes	n/a
MML INVESTORS SERVICES, LLC	n/a	Bd affiliated wealth	$116B	N	yes	n/a
JEFFERIES FINANCE LLC	n/a	Asset manager	$25B	N	yes	n/a
BARING INTERNATIONAL INVESTMENT LTD	n/a	Institutional manager	$23B	N	yes	n/a
BARING ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
BARINGS (U.K.) LIMITED	n/a	n/a	n/a	N	yes	n/a
C.M. LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
FLOURISH FINANCIAL LLC	n/a	n/a	n/a	N	yes	n/a
HAVEN LIFE INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
MASSMUTUAL MCAM INSURANCE COMPANY, INC.	n/a	n/a	n/a	N	yes	n/a
MML BAY STATE LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
MML DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
MML INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a
MML STRATEGIC DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
THE MASSMUTUAL TRUST COMPANY, FSB	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$25B	$25B	18	11	1	n/a	n/a
2024	Mar 28, 2025	$41B	$41B	21	15	1	n/a	n/a
2023	Mar 29, 2024	$46B	$46B	25	18	1	n/a	n/a
2022	Mar 22, 2023	$44B	$44B	25	18	1	n/a	n/a
2021	Mar 30, 2022	$64B	$64B	24	17	2	n/a	n/a
2020	Mar 30, 2021	$62B	$62B	20	14	3	n/a	n/a
2019	Mar 26, 2020	$59B	$59B	27	20	3	n/a	n/a
2018	Mar 29, 2019	$54B	$54B	26	20	3	n/a	n/a
2017	Mar 28, 2018	$52B	$52B	26	20	4	n/a	n/a
2016	Mar 31, 2017	$43B	$43B	29	24	n/a	n/a	n/a
2015	Mar 30, 2016	$39B	$39B	29	24	n/a	n/a	n/a
2014	Mar 31, 2015	$43B	$43B	30	24	n/a	n/a	n/a
2013	Mar 31, 2014	n/a	n/a	0	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$25B	$41B	-40.1%	$44B	-17.4%	18	21	1	1

Relationships

Affiliated with (8)

→ MML INVESTORS SERVICES, LLCRegistered adviserother investment adviser, broker-dealer, LP sponsor, common control
factForm ADV
→ BARING INTERNATIONAL INVESTMENT LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BARINGS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ JEFFERIES FINANCE LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← OFI GLOBAL INSTITUTIONAL, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← SOCIETY OF GROWNUPS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← INDEX MANAGEMENT SOLUTIONS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYRegistered adviserother investment adviser, bank, control, common control
factForm ADV

Controls (7)

← CRADDOCK, GEOFFREY, JAMESOwnerDIRECTOR, ownership code NA, individual
Nov 27, 2017 to Sep 26, 2024factForm ADV
← LAPIANA, PAUL, ANTHONYOwnerDIRECTOR, ownership code NA, individual
Jan 29, 2021 to Sep 26, 2024factForm ADV
← MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYOwnerMEMBER, ownership code E, domestic entity
Oct 31, 2013 to Sep 26, 2024factForm ADV
← Reilly, Jennifer, RhodesOwnerDIRECTOR, ownership code NA, individual
Apr 29, 2024 to Sep 26, 2024factForm ADV
← WELLMAN, PHILIP, SMITHOwnerCHIEF COMPLIANCE OFFICER AND VICE PRESIDENT, ownership code NA, individual
Oct 31, 2013 to Sep 26, 2024factForm ADV
← Rispoli, Frank, JosephOwnerCHIEF FINANCIAL OFFICER AND TREASURER, ownership code NA, individual
Jul 18, 2022 to Sep 26, 2024factForm ADV
← STEELE, DOUGLAS, ROBERTOwnerPRESIDENT, ownership code NA, individual
Aug 11, 2017 to Sep 26, 2024factForm ADV

Dated events

Occurred
Oct 24, 2025
Regulatory AUM changed
Mml Investment Advisers, Llc reported RAUM $24.0B, down 42% from $41.0B (2025-05-30 to 2025-10-24)
Form ADVobserved 5 days ago
$-17.0B
Occurred
Sep 26, 2024
Control person joined
Robert Douglas Steele (President) appeared on Schedule A of Mml Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Apr 29, 2024
Control person left
Patrick Sean Newth (Director) no longer on Schedule A of Mml Investment Advisers, Llc (listed 2024-03-29, absent 2024-04-29)
Form ADVobserved 5 days ago
Occurred
Apr 29, 2024
Control person joined
Rhodes Jennifer Reilly (Director) appeared on Schedule A of Mml Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Dec 22, 2023
Control person left
Lynn Andrea Anastasio (President) no longer on Schedule A of Mml Investment Advisers, Llc (listed 2023-10-02, absent 2023-12-22)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2023
Control person left
Robert Michael Fanning (Director) no longer on Schedule A of Mml Investment Advisers, Llc (listed 2023-05-26, absent 2023-06-23)
Form ADVobserved 5 days ago
Occurred
Mar 22, 2023
Regulatory AUM changed
Mml Investment Advisers, Llc reported RAUM $43.6B, down 32% from $63.8B (2023-01-24 to 2023-03-22)
Form ADVobserved 5 days ago
$-20.2B
Occurred
Jul 18, 2022
Control person left
Nathan Hall (Chief Financial Officer) no longer on Schedule A of Mml Investment Advisers, Llc (listed 2022-03-30, absent 2022-07-18)
Form ADVobserved 5 days ago
Occurred
Jul 18, 2022
Control person joined
Joseph Frank Rispoli (Chief Financial Officer) appeared on Schedule A of Mml Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Control person left
Robert Douglas Steele (Vice President) no longer on Schedule A of Mml Investment Advisers, Llc (listed 2021-07-30, absent 2022-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Control person joined
Lynn Andrea Anastasio (Vice President) appeared on Schedule A of Mml Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Jul 30, 2021
Control person left
Ward Elizabeth Chicares (Director) no longer on Schedule A of Mml Investment Advisers, Llc (listed 2021-05-28, absent 2021-07-30)
Form ADVobserved 5 days ago
Occurred
Jul 30, 2021
Control person joined
Patrick Sean Newth (Director) appeared on Schedule A of Mml Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Jan 29, 2021
Control person left
Hans Eric Wietsma (President And Director) no longer on Schedule A of Mml Investment Advisers, Llc (listed 2020-09-29, absent 2021-01-29)
Form ADVobserved 5 days ago
Occurred
Jan 29, 2021
Control person left
Ann Teresa Hassara (Director) no longer on Schedule A of Mml Investment Advisers, Llc (listed 2020-09-29, absent 2021-01-29)
Form ADVobserved 5 days ago
Occurred
Jan 29, 2021
Control person joined
Anthony Paul Lapiana (President) appeared on Schedule A of Mml Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Aug 27, 2019
Control person left
Marie Tina Wilson (President) no longer on Schedule A of Mml Investment Advisers, Llc (listed 2019-07-18, absent 2019-08-27)
Form ADVobserved 5 days ago
Occurred
Oct 31, 2013
First Form ADV filing
Mml Investment Advisers, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5ece586-3632-ef23-3ec5-15a17a8c8e04
First observed: Oct 31, 2013
Last observed: Sep 18, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MML INVESTMENT ADVISERS, LLC

CRD 169568

SPRINGFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a5ece586-3632-ef23-3ec5-15a17a8c8e04

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CRADDOCK, GEOFFREY, JAMES

Director

yes

10/2017

Nov 27, 2017

Sep 26, 2024

LAPIANA, PAUL, ANTHONY

Director

yes

06/2023

Jan 29, 2021

Sep 26, 2024

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

Member

yes

09/2013

Oct 31, 2013

Sep 26, 2024

Reilly, Jennifer, Rhodes

Director

yes

04/2024

Apr 29, 2024

Sep 26, 2024

Rispoli, Frank, Joseph

CHIEF FINANCIAL OFFICER AND TREASURER

yes

06/2022

Jul 18, 2022

Sep 26, 2024

STEELE, DOUGLAS, ROBERT

President

yes

09/2024

Aug 11, 2017

Sep 26, 2024

WELLMAN, PHILIP, SMITH

CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT

yes

10/2013

Oct 31, 2013

Sep 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BARINGS LLC

n/a

Institutional manager

$393B

yes

n/a

MML INVESTORS SERVICES, LLC

n/a

Bd affiliated wealth

$116B

yes

n/a

JEFFERIES FINANCE LLC

n/a

Asset manager

$25B

yes

n/a

BARING INTERNATIONAL INVESTMENT LTD

n/a

Institutional manager

$23B

yes

n/a

BARING ASSET MANAGEMENT LIMITED

n/a

yes

n/a

BARINGS (U.K.) LIMITED

n/a

yes

n/a

C.M. LIFE INSURANCE COMPANY

n/a

yes

n/a

FLOURISH FINANCIAL LLC

n/a

yes

n/a

HAVEN LIFE INSURANCE AGENCY, LLC

n/a

yes

n/a

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

n/a

yes

n/a

MASSMUTUAL MCAM INSURANCE COMPANY, INC.

n/a

yes

n/a

MML BAY STATE LIFE INSURANCE COMPANY

n/a

yes

n/a

MML DISTRIBUTORS, LLC

n/a

yes

n/a

MML INSURANCE AGENCY, LLC

n/a

yes

n/a

MML STRATEGIC DISTRIBUTORS, LLC

n/a

yes

n/a

THE MASSMUTUAL TRUST COMPANY, FSB

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Boston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$25B

n/a

2024

Mar 28, 2025

$41B

n/a

2023

Mar 29, 2024

$46B

n/a

2022

Mar 22, 2023

$44B

n/a

2021

Mar 30, 2022

$64B

n/a

2020

Mar 30, 2021

$62B

n/a

2019

Mar 26, 2020

$59B

n/a

2018

Mar 29, 2019

$54B

n/a

2017

Mar 28, 2018

$52B

n/a

2016

Mar 31, 2017

$43B

n/a

2015

Mar 30, 2016

$39B

n/a

2014

Mar 31, 2015

$43B

n/a

2013

Mar 31, 2014

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$25B

$41B

-40.1%

$44B

-17.4%