DFX Intelligence

D•••• L••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

D•••• L••• B•••••••

Advisor at P••••••• F•••••••• S•••••••• I•••

Peroria, IL

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Search this name across graphsid dfx:ria:a5f7c054-e5e5-2ccc-ed6b-8aefa7120b0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Apr 24, 2024	n/a	yes	Peroria, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 17, 2020	Apr 23, 2024	no	PEORIA, IL\|PEORIA, IL\|PEORIA, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P••••••• F•••••••• S•••••••• I•••	Apr 23, 2024	Apr 24, 2024	1	Firm change	Ibd to ibd
C••••• D•••• A•••• M•••••••••	L•• F•••••••• L••	Apr 17, 2020	Apr 17, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:10740:IL:2024-04-23	Apr 23, 2024	Apr 24, 2024	PEORIA, IL	Firm change
28116:6413:IL:2020-04-17	Apr 17, 2020	Apr 17, 2020	PEORIA, IL	Firm change

Relationships

Registered with (5)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Apr 24, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 17, 2020 to Apr 23, 2024factForm ADV
→ C••••• D•••• A•••• M•••••••••Registered adviserregistration: previous registration
May 13, 2013 to Apr 17, 2020factForm ADV
→ M••••• S••••••

Dated events

Occurred
Apr 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5f7c054-e5e5-2ccc-ed6b-8aefa7120b0a
First observed: Sep 26, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.