DFX Intelligence

J•••• I•• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor35 years in industry

J•••• I•• S•••••••••

Advisor at N•••• P••• F•••••••• M••••••••• L••

MARINA DEL REY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a5fbf8a1-f4c7-5cb5-6ad8-c723f7631b8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••• P••• F•••••••• M••••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 25, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••• P••• F•••••••• M••••••••• L••	Institutional manager	Apr 13, 2026	n/a	yes	MARINA DEL REY, CA	Current employment
N•••• P••• F•••••••• M••••••••• L••	Institutional manager	Mar 26, 2021	Dec 31, 2025	no	MARINA DEL REY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	O••••••••• A•••• M•••••••••	Oct 16, 2008	Apr 15, 2003	-2,011	Firm change after gap	Other
O••••••••• A•••• M•••••••••	N•••• P••• F•••••••• M••••••••• L••	Oct 31, 2007	Oct 10, 2008

Relationships

Registered with (4)

→ N•••• P••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 26, 2021 to Dec 31, 2025factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Jan 3, 2003 to Oct 16, 2008factForm ADV
→ O••••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Apr 15, 2003 to Oct 31, 2007factForm ADV
→ C••• W•••• M•••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5fbf8a1-f4c7-5cb5-6ad8-c723f7631b8a
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.