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Advisor at CETERA INVESTMENT ADVISERS LLC
Cockeysville, MD | Vienna, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 7, 2023 | n/a | yes | Vienna, VA|Cockeysville, MD | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Mar 10, 2023 | May 11, 2023 | no | Vienna, VA|MIDLOTHIAN, VA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 5, 2021 | Mar 14, 2023 | no | Fairfax, VA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 2, 2005 | Sep 27, 2021 | no | ALEXANDRIA, VA|FAIRFAX, VA|FAIRFAX, VA|FAIRFAX, VA|FAIRFAX, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | May 11, 2023 | Sep 7, 2023 | 119 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | CETERA ADVISORS LLC | Mar 14, 2023 | Mar 10, 2023 | -4 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | SECURIAN FINANCIAL SERVICES, INC. | Sep 27, 2021 | Oct 5, 2021 | 8 | Firm change | Ibd to ibd |