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M•• I••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M•• I••••••••• G••••• L••

CRD 332416

CALABASAS, CA

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Search this name across graphsid dfx:ria:a605ac7c-369e-e67b-2237-1c96fa82e051

Data as of Dec 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2024 to Dec 5, 2025
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $191MItem 5.F on the latest filing (2025-12-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $191M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••••• S•••••• L•••	CHIEF OPERATING OFFICER AND MANAGER	Na	yes	11/2023	Oct 8, 2024	Nov 11, 2024
M•••••••• S•••••• L•••	Manager	F	yes	12/2017	Oct 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• C•••••• M••••••••• L••	n/a	Independent wealth	$3.5B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 27, 2025	$114M	$114M	6	4	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$191M	n/a	n/a	n/a	n/a	6	n/a	0	n/a

Relationships

Affiliated with (1)

→ M••••• W•••••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV

Controls (8)

← M••••• W•••••OwnerSOLE MEMBER, ownership code E, domestic entity
Oct 8, 2024 to Nov 11, 2024factForm ADV
← S•••••• E•••• J••OwnerMANAGER, ownership code F, individual
Oct 8, 2024 to Nov 11, 2024factForm ADV
← S••••• J••••••OwnerTRUSTEE, ownership code F, individual

Dated events

Occurred
Oct 8, 2024
First Form ADV filing
M•• I••••••••• G••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a605ac7c-369e-e67b-2237-1c96fa82e051
First observed: Oct 8, 2024
Last observed: Dec 5, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.