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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PARKER GLOBAL STRATEGIES LLC

CRD 107572

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a610c6dd-d57d-0fe8-9b97-779db5920d37

Data as of Mar 20, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Mar 20, 2019
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.8MItem 5.F on the latest filing (2019-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8M
Private client RAUM: $1.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
High net worth clients: 1
SEC number: 801-51642
CRD: 107572
Filings on the tape: 28
First filed: Apr 2, 2012
Latest filed: Mar 20, 2019
Organised: Limited Liability Company, Connecticut

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PGS ENERGY INFRASTRUCTURE UCITS FUND	Other Private Fund	$7.6M	Mar 30, 2016	2	Apr 21, 2014	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PARKER, VIRGINIA, REYNOLDS	MANAGING MEMBER	D	yes	12/1995	Apr 2, 2012	Mar 20, 2019
BRANDT, STEPHEN, KENNETH	CHIEF COMPLIANCE OFFICER	Na	no	03/2009	Apr 2, 2012	Mar 20, 2019
PARKER, MICHAEL, RAEBURN	EQUITY OWNER,	B	no	12/1995	Apr 2, 2012	Mar 20, 2019
REDFORD, STACEY	OPERATIONS DIRECTOR	Na	no	09/2007	Apr 2, 2012	Mar 20, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 20, 2019	$1.8M	$1.8M	3	1	0	n/a	n/a
2017	Mar 29, 2018	$76.4M	$76.4M	6	1	0	n/a	n/a
2016	Mar 31, 2017	$81.9M	$81.9M	6	1	n/a	n/a	n/a
2015	Mar 28, 2016	$113M	$113M	12	5	n/a	1	$7.6M
2014	Mar 23, 2015	$185M	$185M	13	5	n/a	1	$17.9M
2013	Mar 25, 2014	$223M	$223M	14	5	n/a	n/a	n/a
2012	Jan 18, 2013	$228M	$228M	22	8	n/a	n/a	n/a
2011	Apr 2, 2012	$259M	$259M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.8M	$76.4M	-97.7%	$113M	-75.0%	3	6	0	0

Relationships

Owns (3)

← BRANDT, STEPHEN, KENNETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← REDFORD, STACEYOwnerOPERATIONS DIRECTOR, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← PARKER, MICHAEL, RAEBURNOwnerEQUITY OWNER,, ownership code B, individual
Apr 2, 2012 to presentfactForm ADV

Controls (1)

← PARKER, VIRGINIA, REYNOLDSOwnerMANAGING MEMBER, ownership code D, individual
Apr 2, 2012 to presentfactForm ADV

Advises (1)

→ PGS ENERGY INFRASTRUCTURE UCITS FUNDPrivate fundOther Private Fund, IA, no longer reported
Apr 21, 2014 to Mar 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a610c6dd-d57d-0fe8-9b97-779db5920d37
First observed: Apr 2, 2012
Last observed: Mar 20, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARKER GLOBAL STRATEGIES LLC

CRD 107572

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a610c6dd-d57d-0fe8-9b97-779db5920d37

Data as of Mar 20, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:05 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PGS ENERGY INFRASTRUCTURE UCITS FUND

Other Private Fund

$7.6M

Mar 30, 2016

Apr 21, 2014

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PARKER, VIRGINIA, REYNOLDS

MANAGING MEMBER

yes

12/1995

Apr 2, 2012

Mar 20, 2019

BRANDT, STEPHEN, KENNETH

CHIEF COMPLIANCE OFFICER

03/2009

Apr 2, 2012

Mar 20, 2019

PARKER, MICHAEL, RAEBURN

EQUITY OWNER,

12/1995

Apr 2, 2012

Mar 20, 2019

REDFORD, STACEY

OPERATIONS DIRECTOR

09/2007

Apr 2, 2012

Mar 20, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 20, 2019

$1.8M

n/a

2017

Mar 29, 2018

$76.4M

n/a

2016

Mar 31, 2017

$81.9M

n/a

2015

Mar 28, 2016

$113M

n/a

$7.6M

2014

Mar 23, 2015

$185M

n/a

$17.9M

2013

Mar 25, 2014

$223M

n/a

2012

Jan 18, 2013

$228M

n/a

2011

Apr 2, 2012

$259M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.8M

$76.4M

-97.7%

$113M

-75.0%