DFX Intelligence
Data Factory
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Reading the graph
CRD 136490
PONTE VEDRA BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| JACKSON, ROBERT, SCHULTZ | PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | yes | 12/1994 | Mar 27, 2012 | Jun 13, 2016 |
| DERR, ROBERT, GLENN | Shareholder | B | no | 12/2004 | Mar 27, 2012 | Jun 13, 2016 |
| SCOTT, DARYLE, V. | Shareholder | B | no | 12/2005 | Mar 27, 2012 | Jun 13, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VISTA INSURANCE GROUP | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 23, 2016 | $69.2M | $4.6M | 3 | 2 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $104M | $101M | 3 | 2 | n/a | n/a | n/a |
| 2013 | Mar 10, 2014 | $119M | $113M | 3 | 3 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $129M | $112M | 3 | 3 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $136M | $119M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $69.2M | $104M | -33.2% | $129M | -18.7% | 3 | 3 | n/a | n/a |