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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

AMY MARIE GIBSON

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Aurora, CO | DENVER, CO

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Search this name across graphsid dfx:ria:a6153a3f-74fa-f3bd-28ea-9ed1bfe44a25

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Jan 10, 2003
First registration: Feb 11, 2003
Dual registered: yes, broker-dealer
Other names: AMY MARIE DORCHINEZ|AMY M VANNESS|AMY MARIE VANNESS|AMY M VAN NESS|AMY MARIE VAN NESS|AMY MARIE VANNESS|AMY MARIE DORCHINEZ
IAPD individual key: 2173477

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jun 7, 2018	n/a	yes	DENVER, CO\|Aurora, CO	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Jul 23, 2014	Jul 5, 2018	no	GREENWOOD VILLAGE, CO\|LONE TREE, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 18, 2008	Jun 10, 2013	no	Denver, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 1, 2005	Aug 31, 2007	no	HOLLAND, OH\|Toledo, OH	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 19, 2003	Jan 20, 2004	no	TYLER, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 11, 2003	Jul 2, 2003	no	TYLER, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	ROBERT W. BAIRD & CO. INCORPORATED	Jul 5, 2018	Jun 7, 2018	-28	Firm change	Ibd to RIA
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Jun 10, 2013	Jul 23, 2014	408	Firm change after gap	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	CHARLES SCHWAB & CO., INC.	Aug 31, 2007	Jan 18, 2008	140	Firm change	Other
PRUCO SECURITIES, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jan 20, 2004	Jul 1, 2005	528	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	PRUCO SECURITIES, LLC	Jul 2, 2003	Aug 19, 2003	48	Firm change	Other

Relationships

Registered with (6)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Jun 7, 2018 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 23, 2014 to Jul 5, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 18, 2008 to Jun 10, 2013factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jul 1, 2005 to Aug 31, 2007factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 19, 2003 to Jan 20, 2004factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 11, 2003 to Jul 2, 2003factForm ADV

Dated events

No dated event names this entity yet.