DFX Intelligence

A•••••••• F•••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

A•••••••• F•••••••• G•••• L••

CRD 114584

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Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Mar 1, 2012 to Mar 3, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.62 fund_share=0.0 institutional_share=0.38 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $338M••• Locked
Discretionary RAUM: $338M
Private client RAUM: $209Mderived••• Locked
Private client share: 62%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $169Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••• L•• A••••••••	Certified Financial Planner	CYPRESS SPRINGS VILLAGE, TX	21	39	n/a	no
L•••• D•••• B••••	n/a	CYPRESS SPRINGS VILLAGE, TX \| TROPHY CLUB, TX	5	28

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• L••••• L••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	02/1987	Mar 1, 2012	Nov 11, 2024
B••••• L••••• D••••	Member	B	no	07/2023	Jul 9, 2023	Nov 11, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$338M	$298M	13.3%	$257M	9.6%	3	3	2	2

Relationships

Registered with (4)

← L•••• D•••• B••••Advisorregistration: current employment
Jun 30, 2021 to presentfactForm ADV
← L•••• L•• A••••••••Advisorregistration: current employment
Oct 4, 2004 to presentfactForm ADV
← K•••• D••••• H•••••Advisorregistration: previous registration
Jan 25, 2018 to May 13, 2024factForm ADV
← J•••• N••••••• B•••••••••

Dated events

Order

Occurred
13 May 2024
Advisor departed, no destination yet2 events
A•••••••• F•••••••• G•••• L••: advisor departed, no destination yet, 2 counterparties, on 13 May 2024
- ••• Locked
- ••• Locked
Occurred
9 Jul 2023
Succession filed (Item 4)
••• Locked
Form ADV
Occurred
11 Feb 2020
Regulatory AUM changed
••• Locked
Form ADV
$115M
Occurred
14 Feb 2018
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 1, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.