DFX Intelligence

M••••• S•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

M••••• S•••• W•••••

Advisor at M••••• W•••••• C•••••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:a61eb11b-c809-5b04-a99d-23fbeea6d3b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 12, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W•••••• C•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W•••••• C•••••	State registered	Oct 29, 2021	n/a	yes	BOCA RATON, FL	Current employment
N••••• • L•••• S••••••••• I•••	n/a	Feb 12, 1993	Jan 28, 2003	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• • L•••• S••••••••• I•••	M••••• W•••••• C•••••	Jan 28, 2003	Oct 29, 2021	6,849	Firm change after gap	Other

Relationships

Registered with (2)

→ M••••• W•••••• C•••••Registered adviserregistration: current employment
Oct 29, 2021 to presentfactForm ADV
→ N••••• • L•••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 12, 1993 to Jan 28, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a61eb11b-c809-5b04-a99d-23fbeea6d3b2
First observed: Feb 12, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.