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Advisor at LPL FINANCIAL LLC
SAUK CENTRE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 28, 2026 | n/a | yes | SAUK CENTRE, MN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 26, 2024 | Apr 17, 2026 | no | SAUK CENTER, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Apr 17, 2026 | Apr 28, 2026 | 11 | Firm change | Ibd to ibd |