DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PETERSEN HASTINGS WEALTH ADVISORS, INC.
KENNEWICK, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PETERSEN HASTINGS WEALTH ADVISORS, INC. | Independent wealth | Oct 14, 2016 | n/a | yes | KENNEWICK, WA | Current employment |
| STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | Former SEC adviser | Sep 8, 2015 | Oct 5, 2015 | no | PORTLAND, OR|Kennewick, WA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 17, 2011 | Sep 9, 2015 | no | HERMISTON, OR|KENNEWICK, WA|KENNEWICK, WA|KENNEWICK, WA|FORT MILL, SC|HERMISTON, OR|PENDLETON, OR|COLLEGE PLACE, WA|DAYTON, WA|GOLDENDALE, WA|KENNEWICK, WA|PASCO, WA|RICHLAND, WA|RICHLAND, WA|WALLA WALLA, WA|PASCO, WA|PENDLETON, OR|WALLA WALLA, WA|GOLDENDALE, WA|RICHLAND, WA|DAYTON, WA|KENNEWICK, WA|RICHLAND, WA|COLLEGE PLACE, WA|WALLA WALLA, WA|HERMISTON, OR|KENNEWICK, WA|HERMISTON, OR | Previous registration |
| FINTEGRA, LLC | Former SEC adviser | Dec 12, 2006 | May 20, 2011 | no | GOLDENDALE, WA|PENDLETON, OR|HERMISTON, OR|HERMISTON, OR|KENNEWICK, WA|KENNEWICK, WA|COLLEGE PLACE, WA|DAYTON, WA|KENNEWICK, WA|PASCO, WA|RICHLAND, WA|RICHLAND, WA|WALLA WALLA, WA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Dec 16, 2004 | Aug 21, 2006 | no | KENNEWICK, WA|KENNEWICK, WA|GRANDVIEW, WA|RICHLAND, WA|WALLA WALLA, WA|RICHLAND, WA|KENNEWICK, WA|PASCO, WA | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Aug 31, 2000 | Dec 14, 2004 | no | KENNEWICK, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | PETERSEN HASTINGS WEALTH ADVISORS, INC. | Oct 5, 2015 | Oct 14, 2016 | 375 | Firm change | Other |
| LPL FINANCIAL LLC | STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | Sep 9, 2015 | Sep 8, 2015 | -1 | Firm change | Other |
| FINTEGRA, LLC | LPL FINANCIAL LLC | May 20, 2011 | May 17, 2011 | -3 | Firm change | Other |
| WAMU INVESTMENTS, INC. | FINTEGRA, LLC | Aug 21, 2006 | Dec 12, 2006 | 113 | Firm change | Other |
| PIPER SANDLER & CO. | WAMU INVESTMENTS, INC. | Dec 14, 2004 | Dec 16, 2004 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:1254:OR:2015-09-09 | Sep 9, 2015 | Sep 8, 2015 | HERMISTON, OR | Firm change |