DFX Intelligence

E••••• H••••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

E••••• H••••••• K••••

Advisor at J••• M••••• S••••••••• L••

BOULDER, CO

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Search this name across graphsid dfx:ria:a626fd7c-5757-0524-feae-0a9f824b27f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 10, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Aug 31, 2023	n/a	yes	BOULDER, CO	Current employment
M••••• G•••• I••••••••• A•••••••• L••	Independent wealth	Mar 31, 2023	Jul 27, 2023	no	Denver, CO\|ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G•••• I••••••••• A•••••••• L••	J••• M••••• S••••••••• L••	Jul 27, 2023	Aug 31, 2023	35	Firm change	RIA to wirehouse
I•• W••••• • P•••••• C••••• A•••••••	M••••• G•••• I••••••••• A•••••••• L••	Dec 31, 2022	Mar 31, 2023

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 23, 2021 to Sep 11, 2021factForm ADV
→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2023 to Jul 27, 2023factForm ADV
→ I•• W••••• • P•••••• C••••• A•••••••Registered adviserregistration: previous registration
Mar 24, 2022 to Dec 31, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jul 27, 2023
Advisor changed firm
E••••• H••••••• K•••• left M••••• G•••• I••••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-08-31)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
E••••• H••••••• K•••• left I•• W••••• • P•••••• C••••• A••••••• for M••••• G•••• I••••••••• A•••••••• L•• (registered 2023-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a626fd7c-5757-0524-feae-0a9f824b27f9
First observed: Jul 10, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.