DFX Intelligence

C••••••••• T••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

C••••••••• T••••• G•••

Advisor at L•• F•••••••• L••

COLLEGE STATION, TX | CORVALLIS, OR

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Search this name across graphsid dfx:ria:a62ce1bf-da63-e0e0-ec35-b35fcbd008be

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 18, 2008	n/a	yes	CORVALLIS, OR\|COLLEGE STATION, TX	Current employment
F•••••••• A•••••••• A••••••• S•••••••	Former SEC adviser	Apr 20, 2010	Aug 5, 2020	no	OLYMPIA, WA\|CORVALLIS, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• A••••••• S•••••••	n/a	Aug 5, 2020	n/a	n/a	Departure no registered destination	Departure
C•••••••• G••••• M•••••• I•••	L•• F•••••••• L••	Jan 31, 2008	Jan 18, 2008	-13

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 18, 2008 to presentfactForm ADV
→ F•••••••• A•••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Apr 20, 2010 to Aug 5, 2020factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Apr 23, 2003 to Jan 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a62ce1bf-da63-e0e0-ec35-b35fcbd008be
First observed: Apr 23, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.