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Advisor at SENIOR FINANCIAL ADVISORS, INC.
BELLEVUE, WA | Bellevue, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 26, 2025 | n/a | yes | Bellevue, WA | Current employment |
| SENIOR FINANCIAL ADVISORS, INC. | State registered | Jun 10, 2025 | n/a | yes | BELLEVUE, WA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Jul 1, 2025 | no | BELLEVUE, WA|KIRKLAND, WA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jul 10, 2018 | Jun 29, 2023 | no | SEATTLE, WA|KIRKLAND, WA|BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | SENIOR FINANCIAL ADVISORS, INC. | Jul 1, 2025 | Jun 10, 2025 | -21 | Firm change | Ibd to state RIA |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |