DFX Intelligence

S••••••• S•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

S••••••• S•••• K•••••••

Advisor at P••••••• W••••• A•••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:a64a4254-ebd6-cccb-6491-f2785a026db5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• A•••••••	Independent wealth	Apr 21, 2023	n/a	yes	SAN DIEGO, CA	Current employment
R•••••• • A•••••••••	Former SEC adviser	Oct 12, 2019	Nov 9, 2020	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• • A•••••••••	P••••••• W••••• A•••••••	Nov 9, 2020	Apr 21, 2023	893	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
160864:308292:CA:2020-11-09	Nov 9, 2020	Apr 21, 2023	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (2)

→ P••••••• W••••• A•••••••Registered adviserregistration: current employment
Apr 21, 2023 to presentfactForm ADV
→ R•••••• • A•••••••••Registered adviserregistration: previous registration
Oct 12, 2019 to Nov 9, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a64a4254-ebd6-cccb-6491-f2785a026db5
First observed: Oct 12, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.