DFX Intelligence

S•••• D••••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

S•••• D••••••• H••••••••

Advisor at C••••••

Boston, MA

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Search this name across graphsid dfx:ria:a64c229f-2793-71e7-6d87-7705ebb468b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Sep 30, 2025	n/a	yes	Boston, MA	Current employment
B••••• H••• C•••••• L••	Former SEC adviser	Sep 23, 2015	Oct 2, 2025	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• H••• C•••••• L••	C••••••	Oct 2, 2025	Sep 30, 2025	-2	Firm change	RIA to RIA
L••• S••••• A•••••••• L••	B••••• H••• C•••••• L••	Feb 3, 2014	Sep 23, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
169314:319448:MA:2025-10-02	Oct 2, 2025	Sep 30, 2025	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ C••••••Registered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ B••••• H••• C•••••• L••Registered adviserregistration: previous registration
Sep 23, 2015 to Oct 2, 2025factForm ADV
→ L••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 18, 2009 to Feb 3, 2014factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
S•••• D••••••• H•••••••• left B••••• H••• C•••••• L•• for Corient (registered 2025-09-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a64c229f-2793-71e7-6d87-7705ebb468b0
First observed: Sep 15, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.