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K•• I• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

K•• I• M•••••••

Advisor at H•••••• I••••••••• I•••

SARASOTA, FL

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Search this name across graphsid dfx:ria:a65dc8c4-1792-3f66-bfd9-41f54436acdb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• I•••	Independent wealth	Jan 7, 2022	n/a	yes	SARASOTA, FL	Current employment
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Feb 7, 2020	Mar 4, 2020	no	KOKOMO, IN\|Madison, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• D••••••• I•••	H•••••• I••••••••• I•••	Mar 4, 2020	Jan 7, 2022	674	Firm change after gap	Ibd to RIA
S•••••• N••••••• • C••••••• I•••••••••	C••••••• F•••••••• D••••••• I•••	Feb 7, 2020	Feb 7, 2020

Relationships

Registered with (5)

→ H•••••• I••••••••• I•••Registered adviserregistration: current employment
Jan 7, 2022 to presentfactForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Feb 7, 2020 to Mar 4, 2020factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Mar 16, 2018 to Feb 7, 2020factForm ADV
→ B• C• Z•••••• A•• C••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a65dc8c4-1792-3f66-bfd9-41f54436acdb
First observed: Mar 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.