DFX Intelligence

T•••• A••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

T•••• A••• R••••

Advisor at L•• F•••••••• L••

LONGMONT, CO

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Search this name across graphsid dfx:ria:a664db8a-a463-fcb7-2cac-15148ff3796c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 25, 2024	n/a	yes	LONGMONT, CO	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	Mar 27, 2024	no	LONGMONT, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Mar 27, 2024	Mar 25, 2024	-2	Firm change	Ibd to ibd
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023	Sep 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:CO:2024-03-27	Mar 27, 2024	Mar 25, 2024	LONGMONT, CO	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 25, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Mar 27, 2024factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2010 to Sep 1, 2023factForm ADV

Dated events

Occurred
Mar 27, 2024
Advisor changed firm
T•••• A••• R•••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-03-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a664db8a-a463-fcb7-2cac-15148ff3796c
First observed: Oct 1, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.