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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 27, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 30, 2023 | Aug 28, 2026 | no | New York, NY|NEW YORK, NY|New York, NY | Previous registration |
| CITI PRIVATE ADVISORY, LLC | Former SEC adviser | May 13, 2022 | Mar 13, 2023 | no | New York, NY|New York, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 13, 2022 | Mar 13, 2023 | no | NEW YORK, NY|New York, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 16, 2019 | Mar 3, 2022 | no | SAN JUAN CAPISTRANO, CA|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Aug 28, 2026 | Aug 27, 2026 | -1 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | CITI PRIVATE ADVISORY, LLC | Mar 13, 2023 | May 13, 2022 | -304 | Firm change after gap | Other |
| CITI PRIVATE ADVISORY, LLC | CITIGROUP GLOBAL MARKETS INC. | Mar 13, 2023 | May 13, 2022 | -304 | Channel change | Other |
| J.P. MORGAN SECURITIES LLC | CITIGROUP GLOBAL MARKETS INC. | Mar 3, 2022 | May 13, 2022 | 71 | Firm change | Wirehouse to ibd |