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Advisor at PARADIGM MONEY MANAGEMENT, LLC
INDIAN TRAIL, NC | WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARADIGM MONEY MANAGEMENT, LLC | State registered | Jul 21, 2025 | n/a | yes | WAYNE, PA|INDIAN TRAIL, NC | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 6, 2023 | Jul 24, 2023 | no | CHARLOTTE, NC|WEEHAWKEN, NJ | Previous registration |
| ALPHA INVESTMENT ADVISORS, LLC | n/a | Nov 24, 2020 | Dec 31, 2022 | no | Milwaukee, WI | Previous registration |
| SEQUENT PLANNING, LLC | Independent wealth | May 14, 2020 | Dec 21, 2020 | no | OMAHA, NE|Milwaukee, WI | Previous registration |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 5, 2019 | Sep 3, 2019 | no | MADISON, WI|GREENWOOD VILLAGE, CO | Previous registration |
| FRANCIS LLC | No RAUM reported | Jul 27, 2015 | Nov 1, 2017 | no | BROOKFIELD, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | PARADIGM MONEY MANAGEMENT, LLC | Jul 24, 2023 | Jul 21, 2025 | 728 | Firm change after gap | Wirehouse to state RIA |
| ALPHA INVESTMENT ADVISORS, LLC | UBS FINANCIAL SERVICES INC. | Dec 31, 2022 | Mar 6, 2023 | 65 | Firm change | Other |
| SEQUENT PLANNING, LLC | ALPHA INVESTMENT ADVISORS, LLC | Dec 21, 2020 | Nov 24, 2020 | -27 | Firm change | Other |
| EMPOWER ADVISORY GROUP, LLC | SEQUENT PLANNING, LLC | Sep 3, 2019 | May 14, 2020 | 254 | Firm change | Other |
| FRANCIS LLC | EMPOWER ADVISORY GROUP, LLC | Nov 1, 2017 | Apr 5, 2019 | 520 | Firm change after gap | Other |